David Anthony Michael Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Keyridge Asset Management Limited
FRN 1027624
- SMF16 Compliance Oversight (since 30 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2025)
Canada Life Platform Limited
FRN 598800
- [FCA CF] Significant management (since 10 Mar 2025)
- [FCA CF] Significant management (31 Aug 2023 to 2 Apr 2024)
Canada Life Asset Management Limited
FRN 194570
- [FCA CF] Significant management (since 20 Jun 2022)
- [FCA CF] Material risk taker (since 20 Jun 2022)
Stonehaven UK Ltd (no longer approved here)
FRN 435892
- SMF4 Chief Risk (21 Jul 2022 to 19 Dec 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.