Canada Life Asset Management Limited

• Principal Place of Business

  Canada Life Asset Management Limited

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalifeassetmanagement.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David Arnaud

  IRN DCA01042

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 8 Jan 2021)
  • [FCA CF] Client dealing (since 8 Jan 2021)
  • CF30 Customer (21 Sep 2009 to 8 Dec 2019)
• David Brosnan

  IRN DXB00971

  • [FCA CF] Significant management (since 10 Apr 2024)
• David John Marchant

  IRN DJM01248

  • 14. Managing investments
  • SMF3 Executive Director (since 19 Feb 2021)
  • [FCA CF] Manager of certification employee (since 12 Jan 2021)
  • [FCA CF] Client dealing (since 12 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 12 Jan 2021)
  • [FCA CF] Material risk taker (since 12 Jan 2021)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (13 Aug 2013 to 8 Dec 2019)
  • CF30 Customer (30 Dec 2010 to 8 Dec 2019)
• David Martin Harney

  IRN DMH01225

  • [FCA CF] Material risk taker (since 18 Apr 2024)
  • [FCA CF] Manager of certification employee (since 1 Dec 2023)
• David Timothy Bradbury

  IRN DTB01030

  • CF30 Customer (1 Nov 2007 to 15 Mar 2010)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 20 May 2009)
• David Wilson Bradley

  IRN DWB01111

  • [FCA CF] Significant management (2 Feb 2021 to 31 Jan 2022)
• Derek Cameron Popkes

  IRN DCP01077

  • CF28 Systems and controls (3 Oct 2012 to 5 Sep 2016)
• Derek Nigel Donald Netherton

  IRN DXN01105

  • CF2 Non Executive Director (26 Oct 2011 to 11 Nov 2015)
• Douglas Allan Brown

  IRN DAB01249

  • SMF3 Executive Director (9 Dec 2019 to 18 Dec 2020)
  • CF1 Director (11 Apr 2014 to 8 Dec 2019)
• Duncan Rainnie Mackay

  IRN DRM01187

  • CF30 Customer (3 Feb 2014 to 5 Sep 2019)

No changes recorded yet.