David John Marchant

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canada Life Asset Management Limited

    FRN 194570

    • 14. Managing investments
    • SMF3 Executive Director (since 19 Feb 2021)
    • [FCA CF] Material risk taker (since 12 Jan 2021)
    • [FCA CF] Client dealing (since 12 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2021)
    • [FCA CF] Manager of certification employee (since 12 Jan 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (13 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (30 Dec 2010 to 8 Dec 2019)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • [PRA CF] Key function holder (9 Dec 2019 to 1 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2026)
    • SMF18 Other Overall Responsibility (10 Dec 2018 to 15 Jan 2025)
    • CF29 Significant management (7 Aug 2013 to 9 Dec 2018)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF30 Customer (1 Nov 2007 to 1 Dec 2009)
    • CF27 Investment Management (24 Feb 2003 to 31 Oct 2007)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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