Canada Life Asset Management Limited

• Principal Place of Business

  Canada Life Asset Management Limited

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalifeassetmanagement.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Eleni Poullides

  IRN EXP01031

  • [FCA CF] Functions requiring qualifications (8 Jan 2021 to 30 Sep 2021)
  • [FCA CF] Client dealing (8 Jan 2021 to 30 Sep 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Emily Jean Margaret Hill

  IRN EXH00040

  • [FCA CF] Significant management (11 Jan 2021 to 31 Aug 2023)
• Eugene Peter O'Neill

  IRN EPO01010

  • CF30 Customer (20 Nov 2013 to 8 Jun 2018)
• Fiona Davies

  IRN FXD80285

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 14 Jan 2021)
• Fiona Keogh

  IRN FMK01030

  • 14. Managing investments
  • [FCA CF] Client dealing (since 12 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 12 Jan 2021)
  • CF30 Customer (24 Nov 2014 to 8 Dec 2019)
• George Sayers Bain

  IRN GSB01089

  • CF2 Non Executive Director (5 Jun 2009 to 22 May 2014)
• Gerald Petkau

  IRN GXP01174

  • CF27 Investment Management (1 Dec 2001 to 6 Feb 2002)
• Harold Charles Snow

  IRN HCS01012

  • CF29 Significant management (18 Dec 2009 to 6 Sep 2016)
  • CF1 Director (7 Jul 2006 to 20 May 2009)
• Iain George McNeill

  IRN IGM01022

  • CF30 Customer (22 Nov 2012 to 31 Dec 2018)
• Ian Gilmour

  IRN IXG01040

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Aug 2023)
  • CF2 Non Executive Director (12 Jun 2015 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 22 May 2014)

No changes recorded yet.