Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • [FCA CF] Client dealing (8 Jan 2021 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (8 Jan 2021 to 30 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.