Canada Life Asset Management Limited

• Principal Place of Business

  Canada Life Asset Management Limited

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalifeassetmanagement.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• James Andrew Ward

  IRN JAW01212

  • [FCA CF] Material risk taker (31 Aug 2023 to 1 Sep 2023)
  • [FCA CF] Significant management (31 Aug 2023 to 1 Sep 2023)
• James Ian Courtenay

  IRN JIC01039

  • [FCA CF] Material risk taker (since 29 Jan 2025)
  • SMF16 Compliance Oversight (since 31 Jan 2024)
• Jessica Hull

  IRN JXH00756

  • [FCA CF] Client dealing (15 Nov 2021 to 26 Nov 2024)
  • [FCA CF] Functions requiring qualifications (15 Nov 2021 to 26 Nov 2024)
• Joanne Rosemary Evans

  IRN JRE00033

  • CF10 Compliance Oversight (8 Apr 2011 to 30 Mar 2012)
  • CF11 Money Laundering Reporting (2 Sep 2002 to 3 Feb 2003)
• John Melvin

  IRN JXM04441

  • SMF3 Executive Director (since 27 Mar 2026)
• John Palmer Shaw

  IRN JPS01073

  • CF27 Investment Management (1 Dec 2001 to 11 Jan 2002)
• Jon Nielson

  IRN JXN00384

  • [FCA CF] Manager of certification employee (since 31 Jul 2025)
• Jonathan Newman

  IRN JXN01067

  • CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
• Jordan Sriharan

  IRN JXS02927

  • [FCA CF] Client dealing (4 Oct 2021 to 30 Sep 2025)
  • [FCA CF] Functions requiring qualifications (4 Oct 2021 to 30 Sep 2025)
• Joshua Samuel Griffiths

  IRN JXG00151

  • [FCA CF] Manager of certification employee (24 Jan 2024 to 12 Sep 2025)

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