Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
    • [FCA CF] Client dealing (since 9 Mar 2026)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • [FCA CF] Client dealing (4 Oct 2021 to 23 Oct 2025)
    • [FCA CF] Functions requiring qualifications (4 Oct 2021 to 23 Oct 2025)
  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • [FCA CF] Functions requiring qualifications (4 Oct 2021 to 30 Sep 2025)
    • [FCA CF] Client dealing (4 Oct 2021 to 30 Sep 2025)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 30 Sep 2021)
    • [FCA CF] Client dealing (2 Dec 2020 to 30 Sep 2021)
    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • CF30 Customer (11 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.