James Andrew Ward

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stonehaven UK Ltd
FRN 435892
- SMF4 Chief Risk (since 19 Dec 2023)
Canada Life Asset Management Limited (no longer approved here)
FRN 194570
- [FCA CF] Significant management (31 Aug 2023 to 1 Sep 2023)
- [FCA CF] Material risk taker (31 Aug 2023 to 1 Sep 2023)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF2 Non Executive Director (29 Mar 2011 to 7 Aug 2014)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF2 Non Executive Director (29 Mar 2011 to 7 Aug 2014)
Aviva Investment Solutions UK Limited (no longer approved here)
FRN 515334
- CF3 Chief Executive (1 Jul 2010 to 5 Mar 2013)
- CF1 Director (1 Jul 2010 to 5 Mar 2013)
Friends Provident Pension Solutions Direct Limited (no longer approved here)
FRN 201586
- (47)Employed By (1 Apr 2009 to 13 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.