Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Simpson Lees

  IRN AXL00618

  • [FCA CF] CASS oversight function (since 5 Oct 2023)
  • [FCA CF] Functions requiring qualifications (19 May 2025 to 1 Dec 2025)
• Adam Isaac Smith

  IRN AXS00979

  • [FCA CF] Functions requiring qualifications (17 Dec 2021 to 6 May 2022)
• Adam King

  IRN AXK00333

  • [FCA CF] Functions requiring qualifications (28 May 2021 to 17 Oct 2022)
• Adrian Duncan Holmes

  IRN AXH00963

  • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 30 Jan 2026)
• Ajit Singh Roger Dhaliwal

  IRN AXD00931

  • [FCA CF] Significant management (since 1 Jul 2024)
  • [FCA CF] Manager of certification employee (1 Jul 2024 to 2 Feb 2026)
• Alexander Allen

  IRN AXA00128

  • [FCA CF] Functions requiring qualifications (9 Mar 2021 to 5 Jul 2021)
• Alexander Bennett-Marsden

  IRN AXB04397

  • [FCA CF] Significant management (15 Aug 2024 to 1 Dec 2025)
• Alexandra Ann Thurgood

  IRN AXT00774

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
• Alexandra Elizabeth Sadiq

  IRN AES01113

  • [FCA CF] Significant management (since 16 Jun 2021)
• Alicia Leathwood

  IRN AXR00124

  • [FCA CF] Functions requiring qualifications (18 Feb 2020 to 1 Jan 2026)

No changes recorded yet.