Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Drake-Black

  IRN AXD00142

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Alison Gammon

  IRN AXG00053

  • [FCA CF] Manager of certification employee (24 May 2023 to 30 Sep 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2023)
• Alison Goddard

  IRN AXG00103

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jun 2021)
• Amanda Joanne Wilson

  IRN AXW00513

  • [FCA CF] Significant management (since 31 Jan 2022)
  • [FCA CF] Manager of certification employee (since 31 Jan 2022)
• Amelia Catherine Hales

  IRN AXH00949

  • [FCA CF] Functions requiring qualifications (5 Jul 2023 to 12 Aug 2024)
• Amy Davies

  IRN AXD00146

  • [FCA CF] Functions requiring qualifications (20 Feb 2020 to 5 Feb 2021)
• Amy Elizabeth Lonsdale

  IRN AXL00883

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 20 Apr 2026)
• Amy Joanna Collington

  IRN AXC00966

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 6 Dec 2022)
• Andrew Barton

  IRN AJB01647

  • CF29 Significant management (1 Jul 2016 to 15 Mar 2017)
• Andrew Bingham

  IRN AXB00238

  • [FCA CF] Functions requiring qualifications (18 Feb 2020 to 10 Apr 2023)

No changes recorded yet.