Joanne Rosemary Evans

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bath Investment & Building Society

    FRN 206026

    • SMF9 Chair of the Governing Body (since 19 Jan 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2021)
    • SMF10 Chair of the Risk Committee (30 May 2022 to 19 Jan 2023)
  • Partnership Home Loans Limited (no longer approved here)

    FRN 305177

    • CF10 Compliance Oversight (2 Aug 2013 to 2 Apr 2015)
    • CF11 Money Laundering Reporting (2 Aug 2013 to 1 Apr 2015)
  • Partnership Life Assurance Company Limited (no longer approved here)

    FRN 436171

    • CF11 Money Laundering Reporting (2 Aug 2013 to 1 Apr 2015)
    • CF10 Compliance Oversight (2 Aug 2013 to 2 Apr 2015)
  • Tesco Personal Finance Limited (no longer approved here)

    FRN 186022

    • (300)CF10a CASS Oversight function (11 Apr 2012 to 19 Jul 2013)
    • (301)CF10 Compliance Oversight (11 Apr 2012 to 19 Jul 2013)
  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • CF10 Compliance Oversight (8 Apr 2011 to 30 Mar 2012)
    • CF11 Money Laundering Reporting (2 Sep 2002 to 3 Feb 2003)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF10 Compliance Oversight (5 Apr 2011 to 30 Mar 2012)
    • CF11 Money Laundering Reporting (2 Sep 2002 to 3 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (300)CF10a CASS Oversight function at Tesco Personal Finance Limited

  2. controlled function added: (301)CF10 Compliance Oversight at Tesco Personal Finance Limited