Bath Investment & Building Society

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Buy-to-Let Mortgage Admin
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Lending
Mortgage Servicing

For Customer, Regulated mortgage contract
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Buy-to-Let Start Date
Buy-to-Let Status
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adam Lee Barrett
IRN AXB23763
- [FCA CF] Functions requiring qualifications (1 Jul 2016 to 24 Dec 2019)
Andrew John Healy
IRN AJH01387
- Director of firm who is not a certification employee or a SMF manager (since 17 Feb 2025)
Andrew Payton
IRN AXP01688
- SMF11 Chair of the Audit Committee (since 31 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2024)
Angela Fung Ngor Cha
IRN AFC01054
- SMF14 Senior Independent Director (26 May 2022 to 30 Apr 2024)
- SMF12 Chair of the Remuneration Committee (12 Feb 2018 to 14 Sep 2022)
- CF2 Non Executive Director (11 Jun 2014 to 6 Mar 2016)
Anthony Harris
IRN AXH01349
- CF2 Non Executive Director (1 Dec 2001 to 25 Apr 2013)
Ashif KASSAM
IRN AXK02999
- SMF2 Chief Finance (since 11 Jun 2024)
Ashley Anne Kelly
IRN AXK00719
- [FCA CF] Significant management (since 9 May 2023)
Benjamin John Hutchings
IRN BXH23764
- [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Feb 2025)
Christopher John Leon Moorsom
IRN CJM01155
- CF2 Non Executive Director (1 Oct 2005 to 19 Feb 2015)
Christopher Malcolm Smyth
IRN CMS01201
- SMF14 Senior Independent Director (12 Feb 2018 to 29 Apr 2022)
- SMF10 Chair of the Risk Committee (7 Mar 2016 to 29 Apr 2022)
- CF2 Non Executive Director (1 Jan 2013 to 6 Mar 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.