Bath Investment & Building Society

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Buy-to-Let Mortgage Admin
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Lending
Mortgage Servicing

For Customer, Regulated mortgage contract
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Buy-to-Let Start Date
Buy-to-Let Status
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Christopher William Jonathan Nott
IRN CWN01010
- CF2 Non Executive Director (1 Dec 2006 to 31 Dec 2015)
Colin Ronald McDougall
IRN CXM10903
- SMF18 Other Overall Responsibility (9 Apr 2019 to 24 May 2024)
Craig Brown
IRN CXB00964
- SMF18 Other Overall Responsibility (since 3 Sep 2024)
DEBORAH HELEN WARE
IRN DXW80930
- [PRA CF] Managing a material risk taker (22 May 2020 to 9 Feb 2023)
David Coles
IRN DXC02092
- CF2 Non Executive Director (1 May 2012 to 23 Jan 2014)
David Frederick Naish
IRN DFN01004
- CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2007)
David Michael William Hogg
IRN DMH01118
- CF2 Non Executive Director (17 Apr 2002 to 28 Apr 2006)
David Peter Ransome
IRN DPR01056
- CF2 Non Executive Director (8 Jun 2004 to 31 Dec 2007)
- CF13 Finance (28 Jul 2003 to 1 Feb 2004)
David Richard Smith
IRN DRS01162
- SMF11 Chair of the Audit Committee (7 Mar 2016 to 24 Jan 2025)
- Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 30 Apr 2025)
- CF2 Non Executive Director (3 Feb 2016 to 6 Mar 2016)
Denzil James Stirk
IRN DJS01486
- Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 26 Apr 2021)
- CF2 Non Executive Director (13 Jun 2014 to 6 Mar 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.