Bath Investment & Building Society

• Principal Place of Business

  15 Queen Square

  Bath

  Avon

  BA1 2HN

  UNITED KINGDOM

  Phone

  +4401225423271

  Web

  https://www.bathbuildingsociety.co.uk

• Complaints Contact

  15 Queen Square

  Bath

  Avon

  BA1 2HN

  UNITED KINGDOM

  Phone

  +4401225423271

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Dorothy Ann Berresford

  IRN DAB01161

  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 8 Mar 2016)
  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 31 Dec 2017)
  • SMF14 Senior Independent Director (7 Mar 2016 to 31 Dec 2017)
  • CF2 Non Executive Director (20 Feb 2008 to 6 Mar 2016)
• Duncan Derwent Baker

  IRN DXB00950

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 May 2024)
• Emma-Louise Davis

  IRN EXD00240

  • SMF24 Chief Operations (since 20 Sep 2024)
• Felicity Longshaw

  IRN FXL01052

  • CF2 Non Executive Director (1 Dec 2001 to 17 Feb 2002)
• Fionnuala Bernadette Earley

  IRN FBE00006

  • SMF14 Senior Independent Director (since 16 May 2024)
  • SMF12 Chair of the Remuneration Committee (since 14 Sep 2022)
  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2018)
• Gemma Marie Stock

  IRN GXS24235

  • [PRA CF] Managing a material risk taker (7 Mar 2016 to 5 May 2023)
• Howard Leonard Burgess

  IRN HLB01012

  • CF2 Non Executive Director (1 Dec 2001 to 21 Apr 2004)
• Ian James Birch

  IRN IJB01058

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 28 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2018)
• Jason Wilmot

  IRN JXW23412

  • SMF24 Chief Operations (15 Apr 2021 to 3 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (5 Jun 2017 to 1 Dec 2024)
• Joanne Rosemary Evans

  IRN JRE00033

  • SMF9 Chair of the Governing Body (since 19 Jan 2023)
  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2021)
  • SMF10 Chair of the Risk Committee (30 May 2022 to 19 Jan 2023)

No changes recorded yet.