Bath Investment & Building Society

• Principal Place of Business

  15 Queen Square

  Bath

  Avon

  BA1 2HN

  UNITED KINGDOM

  Phone

  +4401225423271

  Web

  https://www.bathbuildingsociety.co.uk

• Complaints Contact

  15 Queen Square

  Bath

  Avon

  BA1 2HN

  UNITED KINGDOM

  Phone

  +4401225423271

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• John Trevor Harding

  IRN JTH01047

  • CF2 Non Executive Director (7 Jul 2003 to 31 Aug 2006)
• Keith Robert Shearn

  IRN KRS01048

  • CF2 Non Executive Director (1 Dec 2001 to 18 Jan 2005)
• Kevin Alexander Gray

  IRN KAG01029

  • SMF1 Chief Executive (27 Apr 2018 to 7 Mar 2024)
  • SMF2 Chief Finance (7 Mar 2016 to 27 Apr 2018)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF13 Finance (1 Feb 2004 to 31 Oct 2007)
  • CF1 Director (1 Sep 2002 to 6 Mar 2016)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
• Kevin Anthony Hayes

  IRN KAH01112

  • SMF10 Chair of the Risk Committee (since 17 Jan 2023)
• Kyle Greck

  IRN KXG00143

  • [FCA CF] Manager of certification employee (since 10 Nov 2023)
• Mark Christopher Wiltshaw

  IRN MCW01136

  • SMF18 Other Overall Responsibility (7 Mar 2016 to 31 Mar 2019)
  • CF29 Significant management (28 Apr 2015 to 6 Mar 2016)
• Michael John Weaver

  IRN MJW01300

  • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Nov 2002)
  • CF1 Director (1 Dec 2001 to 29 Nov 2002)
• Nicholas Thornton

  IRN NXT00248

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
• Nicola Joanne Rees

  IRN NXR23902

  • [FCA CF] Manager of certification employee (8 Feb 2019 to 14 Nov 2019)
• Peter Dossett

  IRN PXD00130

  • SMF16 Compliance Oversight (since 28 May 2024)
  • SMF4 Chief Risk (since 28 May 2024)

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