Bath Investment & Building Society

• Principal Place of Business

  15 Queen Square

  Bath

  Avon

  BA1 2HN

  UNITED KINGDOM

  Phone

  +4401225423271

  Web

  https://www.bathbuildingsociety.co.uk

• Complaints Contact

  15 Queen Square

  Bath

  Avon

  BA1 2HN

  UNITED KINGDOM

  Phone

  +4401225423271

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Philip Martin Relf

  IRN PMR01076

  • CF28 Systems and controls (1 Nov 2007 to 19 May 2008)
  • CF14 Risk Assessment (21 Jul 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (21 Jul 2004 to 19 May 2008)
• Richard David Jenkins

  IRN RDJ01018

  • SMF16 Compliance Oversight (7 Mar 2016 to 30 Apr 2018)
  • SMF1 Chief Executive (7 Mar 2016 to 30 Apr 2018)
  • CF8 Apportionment and Oversight (1 Jan 2004 to 31 Mar 2009)
  • CF10 Compliance Oversight (1 Jan 2004 to 6 Mar 2016)
  • CF3 Chief Executive (1 Jan 2004 to 6 Mar 2016)
  • CF1 Director (1 Dec 2003 to 6 Mar 2016)
• Richard Graham Ingle

  IRN RGI01002

  • SMF1 Chief Executive (since 15 Apr 2024)
  • SMF2 Chief Finance (22 Aug 2022 to 11 Mar 2024)
• Richard William Hudd

  IRN RWH01094

  • CF2 Non Executive Director (1 Dec 2001 to 24 Apr 2002)
• Robert Stephen Derry-Evans

  IRN RSD01077

  • SMF9 Chair of the Governing Body (7 Mar 2016 to 31 Dec 2022)
  • CF2 Non Executive Director (13 Jun 2014 to 6 Mar 2016)
• Rodney Augustus Sidney Hodgman

  IRN RAH01141

  • CF10 Compliance Oversight (1 Dec 2001 to 1 Jan 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jan 2004)
  • CF1 Director (1 Dec 2001 to 7 May 2004)
  • CF3 Chief Executive (1 Dec 2001 to 1 Jan 2004)
• Rory James Cooper

  IRN RXC23765

  • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 4 Mar 2022)
• Stephen John Burnard

  IRN SXB03949

  • SMF24 Chief Operations (since 26 Feb 2025)
• Steven Ronald Matthews

  IRN SRM01215

  • Responsibility for MCD Intermediation (21 Mar 2016 to 30 Nov 2021)
  • SMF18 Other Overall Responsibility (7 Mar 2016 to 30 Nov 2021)
  • CF29 Significant management (17 Jul 2015 to 6 Mar 2016)
• Syed Sameer Rahman

  IRN SXR00478

  • Director of firm who is not a certification employee or a SMF manager (since 1 May 2022)

No changes recorded yet.