Bath Investment & Building Society

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Buy-to-Let Mortgage Admin
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Lending
Mortgage Servicing

For Customer, Regulated mortgage contract
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Buy-to-Let Start Date
Buy-to-Let Status
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Tanya Nash
IRN TXN01061
- CF14 Risk Assessment (8 Apr 2004 to 30 Jul 2004)
- CF11 Money Laundering Reporting (20 Jan 2003 to 30 Jul 2004)
Terence John Fussell
IRN TJF01058
- CF2 Non Executive Director (1 Oct 2005 to 6 Jun 2014)
Thomas Edward Leach
IRN TEL01027
- SMF2 Chief Finance (27 Apr 2018 to 15 Jul 2022)
Timothy David Randall
IRN TXR24236
- 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
Tonia Lovell
IRN TLS01028
- SMF16 Compliance Oversight (27 Apr 2018 to 30 May 2024)
- SMF3 Executive Director (23 May 2017 to 30 Nov 2024)
- SMF4 Chief Risk (7 Mar 2016 to 30 May 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 16 May 2024)
- CF28 Systems and controls (3 Jun 2008 to 6 Mar 2016)
- CF11 Money Laundering Reporting (3 Jun 2008 to 6 Mar 2016)
William Wilson Hedley
IRN WWH01006
- CF2 Non Executive Director (1 Dec 2001 to 31 Aug 2006)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.