Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (27 Apr 2018 to 30 May 2024)
- SMF3 Executive Director (23 May 2017 to 30 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 16 May 2024)
- SMF4 Chief Risk (7 Mar 2016 to 30 May 2024)
- CF11 Money Laundering Reporting (3 Jun 2008 to 6 Mar 2016)
- CF28 Systems and controls (3 Jun 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.