Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 24 Oct 2019)
    • [FCA CF] Significant management (since 24 Oct 2019)
  • Bath Investment & Building Society (no longer approved here)

    FRN 206026

    • SMF16 Compliance Oversight (7 Mar 2016 to 30 Apr 2018)
    • SMF1 Chief Executive (7 Mar 2016 to 30 Apr 2018)
    • CF3 Chief Executive (1 Jan 2004 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Jan 2004 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Jan 2004 to 6 Mar 2016)
    • CF1 Director (1 Dec 2003 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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