Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
  • Bath Investment & Building Society (no longer approved here)

    FRN 206026

    • SMF1 Chief Executive (27 Apr 2018 to 7 Mar 2024)
    • SMF2 Chief Finance (7 Mar 2016 to 27 Apr 2018)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF13 Finance (1 Feb 2004 to 31 Oct 2007)
    • CF1 Director (1 Sep 2002 to 6 Mar 2016)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • CF1 Director (AR) (1 Dec 2007 to 4 Dec 2014)
  • Bath & City Financial Ltd (no longer approved here)

    FRN 473851

    • Employed By (16 Oct 2007 to 2 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.