CITY FINANCIAL PLANNING LIMITED

• Principal Place of Business

  3 Princes Buildings

  Bath

  Somerset

  BA1 2ED

  UNITED KINGDOM

  Phone

  +4401225314999

  Web

  https://www.cityfinancialplanning.co.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Adrian James Garside

  IRN AJG01326

  • [FCA CF] Manager of certification employee (30 Jun 2025 to 30 Jan 2026)
• Alan John Griffin

  IRN AJG01247

  • Responsible for Insurance Mediation (19 Sep 2008 to 21 Sep 2012)
  • CF8 Apportionment and Oversight (19 Sep 2008 to 31 Mar 2009)
  • CF30 Customer (1 Nov 2007 to 24 Dec 2009)
  • CF1 Director (3 Jan 2006 to 21 Sep 2012)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Alan Leonard Willey

  IRN ALW00007

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jan 2025)
  • CF30 Customer (10 Jun 2015 to 8 Dec 2019)
• Alexander Lewis Veale

  IRN ALV01013

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Jul 2015 to 8 Dec 2019)
• Andrew Sprague

  IRN AXS00194

  • CF21 Investment Adviser (3 Jan 2006 to 22 Mar 2007)
• Ann Rolls

  IRN AXC00166

  • CF24 Pension Transfer Specialist (7 Mar 2006 to 29 Dec 2006)
  • CF21 Investment Adviser (7 Mar 2006 to 29 Dec 2006)
  • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 7 Mar 2006)
• Anthony David Oaten

  IRN ADO00002

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2025)
  • CF30 Customer (4 May 2017 to 8 Dec 2019)
• Benn Ferguson

  IRN BXF00094

  • [FCA CF] Client dealing (1 Feb 2022 to 5 Feb 2025)
  • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 5 Feb 2025)
• CHRISTOPHER JAMES DAVIES

  IRN CJD01215

  • CF30 Customer (5 Jan 2018 to 11 Sep 2019)
• Callum Hussey

  IRN CXH01014

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 6 Mar 2026)

• Bath & City Financial Ltd (no longer appointed)

  FRN 473851 · Appointed 15 Oct 2007 · Until 15 Dec 2014

No changes recorded yet.