CITY FINANCIAL PLANNING LIMITED

• Principal Place of Business

  3 Princes Buildings

  Bath

  Somerset

  BA1 2ED

  UNITED KINGDOM

  Phone

  +4401225314999

  Web

  https://www.cityfinancialplanning.co.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Charles Alexander Hopkins

  IRN CAH01207

  • CF30 Customer (15 Feb 2013 to 24 Sep 2013)
• Clive Terence Swiggs

  IRN CTS00003

  • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 29 Mar 2019)
  • CF11 Money Laundering Reporting (13 Aug 2018 to 29 Mar 2019)
  • Responsible for Insurance Mediation (13 Aug 2018 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (13 Aug 2018 to 29 Mar 2019)
  • CF10 Compliance Oversight (13 Aug 2018 to 29 Mar 2019)
  • CF30 Customer (16 Dec 2013 to 8 Dec 2019)
  • CF1 Director (23 Apr 2012 to 8 Dec 2019)
• Craig Stewart Webster

  IRN CSW00007

  • SMF3 Executive Director (since 23 Jan 2025)
• Daniel Joseph Edmund

  IRN DJE01077

  • [FCA CF] Client dealing (17 Jun 2021 to 30 Jan 2025)
  • [FCA CF] Functions requiring qualifications (17 Jun 2021 to 30 Jan 2025)
• Denise Amanda Young

  IRN DAY00006

  • [FCA CF] Client dealing (10 May 2021 to 28 Mar 2025)
  • [FCA CF] Functions requiring qualifications (10 May 2021 to 28 Mar 2025)
• Fiona Elizabeth Bolt

  IRN FEC01007

  • CF21 Investment Adviser (7 Mar 2006 to 22 Mar 2007)
  • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 7 Mar 2006)
• Frederick Michael Binstead

  IRN FMB00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (24 Feb 2006 to 31 Oct 2007)
  • Responsible for Insurance Mediation (3 Jan 2006 to 23 Oct 2012)
  • CF1 Director (3 Jan 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (3 Jan 2006 to 29 Sep 2008)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Gary Leslie John Pimm

  IRN GLP00008

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
  • CF1 Director (AR) (1 Dec 2007 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (3 Jan 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Gary Malcolm Player

  IRN GMP00013

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2025)
  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Gemma Frances Tinson

  IRN GFT01016

  • Responsible for Insurance Mediation (11 Jul 2016 to 6 Aug 2018)
  • CF10 Compliance Oversight (8 Jul 2016 to 6 Aug 2018)
  • Responsibility for MCD Intermediation (8 Jul 2016 to 6 Aug 2018)
  • CF1 Director (8 Jul 2016 to 6 Aug 2018)
  • CF11 Money Laundering Reporting (8 Jul 2016 to 6 Aug 2018)

• Bath & City Financial Ltd (no longer appointed)

  FRN 473851 · Appointed 15 Oct 2007 · Until 15 Dec 2014

No changes recorded yet.