Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • Responsible for Insurance Mediation (11 Jul 2016 to 6 Aug 2018)
    • CF11 Money Laundering Reporting (8 Jul 2016 to 6 Aug 2018)
    • Responsibility for MCD Intermediation (8 Jul 2016 to 6 Aug 2018)
    • CF1 Director (8 Jul 2016 to 6 Aug 2018)
    • CF10 Compliance Oversight (8 Jul 2016 to 6 Aug 2018)
  • City Financial Planning (Exeter) Limited (no longer approved here)

    FRN 460195

    • Responsible for Insurance Mediation (11 Jul 2016 to 6 Aug 2018)
    • CF10 Compliance Oversight (8 Jul 2016 to 6 Aug 2018)
    • CF11 Money Laundering Reporting (8 Jul 2016 to 6 Aug 2018)
    • Responsibility for MCD Intermediation (8 Jul 2016 to 6 Aug 2018)
    • CF1 Director (8 Jul 2016 to 6 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.