City Financial Planning (Exeter) Limited

• Principal Place of Business

  City Financial Planning (Exeter) Ltd

  26-28 Southernhay East

  Exeter

  Devon

  EX1 1NS

  UNITED KINGDOM

  Phone

  +4401392201120

  Web

  https://www.cityfinancialplanningexeter.co.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4401392201120

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Adrian James Garside

  IRN AJG01326

  • [FCA CF] Manager of certification employee (30 Jun 2025 to 30 Jan 2026)
• Alan John Griffin

  IRN AJG01247

  • CF8 Apportionment and Oversight (19 Sep 2008 to 31 Mar 2009)
  • Responsible for Insurance Mediation (19 Sep 2008 to 21 Sep 2012)
  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • CF1 Director (1 Mar 2007 to 21 Sep 2012)
• Andrew Sprague

  IRN AXS00194

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
• Clive Terence Swiggs

  IRN CTS00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 29 Mar 2019)
  • Responsible for Insurance Mediation (13 Aug 2018 to 30 Sep 2018)
  • CF10 Compliance Oversight (13 Aug 2018 to 29 Mar 2019)
  • CF11 Money Laundering Reporting (13 Aug 2018 to 29 Mar 2019)
  • Responsibility for MCD Intermediation (13 Aug 2018 to 29 Mar 2019)
  • CF30 Customer (23 Apr 2012 to 8 Dec 2019)
  • CF1 Director (23 Apr 2012 to 8 Dec 2019)
• Craig Stewart Webster

  IRN CSW00007

  • SMF3 Executive Director (since 23 Jan 2025)
• Fiona Elizabeth Bolt

  IRN FEC01007

  • CF30 Customer (1 Nov 2007 to 27 Oct 2017)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
• Frederick Michael Binstead

  IRN FMB00001

  • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
  • CF30 Customer (1 Nov 2007 to 24 Dec 2009)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • CF1 Director (1 Mar 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Mar 2007 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Mar 2007 to 29 Sep 2008)
  • Responsible for Insurance Mediation (1 Mar 2007 to 24 Dec 2009)
• Gary Leslie John Pimm

  IRN GLP00008

  • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
  • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
  • CF1 Director (1 Mar 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
• Gemma Frances Tinson

  IRN GFT01016

  • Responsible for Insurance Mediation (11 Jul 2016 to 6 Aug 2018)
  • Responsibility for MCD Intermediation (8 Jul 2016 to 6 Aug 2018)
  • CF1 Director (8 Jul 2016 to 6 Aug 2018)
  • CF10 Compliance Oversight (8 Jul 2016 to 6 Aug 2018)
  • CF11 Money Laundering Reporting (8 Jul 2016 to 6 Aug 2018)
• Graham John Lear

  IRN GJL01064

  • CF30 Customer (19 Nov 2012 to 7 Apr 2017)

No changes recorded yet.