Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 23 Jan 2025)
    • SMF3 Executive Director (since 23 Jan 2025)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 29 Jan 2019)
    • CF3 Chief Executive (29 Jan 2019 to 8 Dec 2019)
    • CF1 Director (29 Jan 2019 to 8 Dec 2019)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF3 Chief Executive (29 Jan 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2019)
    • Responsibility for MCD Intermediation (4 Apr 2018 to 1 Nov 2019)
    • Responsible for Insurance Mediation (4 Apr 2018 to 30 Sep 2018)
    • CF1 Director (30 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
    • CF1 Director (AR) (1 Jun 2005 to 30 Nov 2011)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (46)Employed By (8 Jun 2004 to 30 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (46)Employed By at One Financial Planning Ltd