Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CITY FINANCIAL PLANNING LIMITED
FRN 440633
- SMF3 Executive Director (since 23 Jan 2025)
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City Financial Planning (Exeter) Limited
FRN 460195
- SMF3 Executive Director (since 23 Jan 2025)
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Advanta Risk Ltd
FRN 308750
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 29 Jan 2019)
- CF3 Chief Executive (29 Jan 2019 to 8 Dec 2019)
- CF1 Director (29 Jan 2019 to 8 Dec 2019)
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Advanta Wealth Ltd
FRN 605977
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF3 Chief Executive (29 Jan 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2019)
- Responsibility for MCD Intermediation (4 Apr 2018 to 1 Nov 2019)
- Responsible for Insurance Mediation (4 Apr 2018 to 30 Sep 2018)
- CF1 Director (30 Oct 2015 to 8 Dec 2019)
- CF30 Customer (1 Apr 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2011)
- CF1 Director (AR) (1 Jun 2005 to 30 Nov 2011)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- (46)Employed By (8 Jun 2004 to 30 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (46)Employed By at One Financial Planning Ltd