City Financial Planning (Exeter) Limited

• Principal Place of Business

  City Financial Planning (Exeter) Ltd

  26-28 Southernhay East

  Exeter

  Devon

  EX1 1NS

  UNITED KINGDOM

  Phone

  +4401392201120

  Web

  https://www.cityfinancialplanningexeter.co.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4401392201120

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Gregory Seath

  IRN GXS01317

  • Responsible for Insurance Distribution (since 6 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2026)
  • SMF16 Compliance Oversight (since 6 Jan 2026)
  • Responsibility for MCD Intermediation (since 6 Jan 2026)
• Iain Alexander Valentine

  IRN IAV01003

  • SMF3 Executive Director (since 18 Sep 2025)
  • [FCA CF] Functions requiring qualifications (21 Oct 2024 to 19 Jan 2026)
  • [FCA CF] Client dealing (21 Oct 2024 to 19 Jan 2026)
• Janice Marjorie Edwards

  IRN JME01091

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2024)
  • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
• Julie Annette Sanderson

  IRN JXS04313

  • [FCA CF] Client dealing (1 Nov 2025 to 23 Feb 2026)
  • [FCA CF] Functions requiring qualifications (1 Nov 2025 to 23 Feb 2026)
• Kenneth Broughton

  IRN KXB00064

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Nov 2012 to 8 Dec 2019)
• Kevin James Hill

  IRN KJH01074

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Dec 2024)
  • CF30 Customer (1 Nov 2007 to 23 Mar 2018)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
• Kypros Anthony Harrison

  IRN KAH00007

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 19 May 2022)
  • [FCA CF] Functions requiring qualifications (since 19 May 2022)
  • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
  • CF30 Customer (14 Sep 2009 to 24 Dec 2009)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • CF1 Director (1 Mar 2007 to 8 Dec 2019)
• Lindsey Jacqueline Jones

  IRN LJJ01031

  • SMF16 Compliance Oversight (9 Dec 2019 to 4 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Dec 2020)
  • SMF3 Executive Director (9 Dec 2019 to 4 Dec 2020)
  • Responsible for Insurance Distribution (10 Jun 2019 to 4 Dec 2020)
  • CF1 Director (10 Jun 2019 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (10 Jun 2019 to 4 Dec 2020)
  • CF10 Compliance Oversight (25 Mar 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (25 Mar 2019 to 8 Dec 2019)
• Lisa Holden

  IRN LXH00094

  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Feb 2021 to 1 Mar 2021)
  • SMF16 Compliance Oversight (19 Feb 2021 to 1 Mar 2021)
• Louisa Emily Williams

  IRN LET01015

  • SMF3 Executive Director (22 Jul 2021 to 15 Oct 2024)
  • Responsibility for MCD Intermediation (22 Jul 2021 to 19 Dec 2025)
  • SMF16 Compliance Oversight (22 Jul 2021 to 19 Dec 2025)
  • Responsible for Insurance Distribution (22 Jul 2021 to 19 Dec 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jul 2021 to 19 Dec 2025)

No changes recorded yet.