City Financial Planning (Exeter) Limited

• Principal Place of Business

  City Financial Planning (Exeter) Ltd

  26-28 Southernhay East

  Exeter

  Devon

  EX1 1NS

  UNITED KINGDOM

  Phone

  +4401392201120

  Web

  https://www.cityfinancialplanningexeter.co.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4401392201120

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Mark Richard Gould

  IRN MXG00160

  • CF10 Compliance Oversight (1 Mar 2007 to 30 Aug 2011)
  • CF11 Money Laundering Reporting (1 Mar 2007 to 30 Aug 2011)
• Mark Robert Pearson

  IRN MRP00008

  • SMF3 Executive Director (since 15 Jan 2025)
• Michael Jonathan Barker

  IRN MJB00054

  • [FCA CF] Manager of certification employee (since 18 Feb 2026)
• Minakshee Chauhan

  IRN MCC01113

  • [FCA CF] Manager of certification employee (since 30 Jun 2025)
• Robert Charles Vaughan Webb

  IRN RCW01122

  • CF30 Customer (22 Jan 2018 to 5 Apr 2018)
• Robert Stainsby

  IRN RXS02252

  • Responsibility for MCD Intermediation (21 Mar 2016 to 8 Jul 2016)
  • CF1 Director (2 Nov 2012 to 8 Jul 2016)
  • Responsible for Insurance Mediation (2 Nov 2012 to 8 Jul 2016)
  • CF10 Compliance Oversight (30 Aug 2011 to 8 Jul 2016)
  • CF11 Money Laundering Reporting (30 Aug 2011 to 8 Jul 2016)
• Sandra Penelope Bishop

  IRN SPK00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 19 May 2022)
  • [FCA CF] Client dealing (since 19 May 2022)
  • [FCA CF] Manager of certification employee (19 May 2022 to 31 Mar 2025)
  • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
  • CF1 Director (20 Sep 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 24 Dec 2009)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
• Simon Edward Foster

  IRN SEF01040

  • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
• Simon John Austin

  IRN SXA01475

  • CF30 Customer (2 Feb 2010 to 29 Jun 2012)
• Timothy Nicholas Skelton

  IRN TNS01014

  • [FCA CF] Manager of certification employee (since 24 Feb 2026)

No changes recorded yet.