Simon Edward Foster

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (2 Jul 2010 to 6 Mar 2016)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (5 Dec 2007 to 28 May 2010)
  • City Financial Planning (Exeter) Limited (no longer approved here)

    FRN 460195

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • CF21 Investment Adviser (3 Jan 2006 to 22 Mar 2007)
  • Queensgate Independant Financial Advisors (no longer approved here)

    FRN 176975

    • (13)Employed By (23 May 2005 to 30 Dec 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Mar 2004 to 13 Oct 2004)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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