Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Advanta Direct Ltd
FRN 430987
- [FCA CF] Manager of certification employee (since 24 Feb 2026)
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CITY FINANCIAL PLANNING LIMITED
FRN 440633
- [FCA CF] Manager of certification employee (since 24 Feb 2026)
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City Financial Planning (Exeter) Limited
FRN 460195
- [FCA CF] Manager of certification employee (since 24 Feb 2026)
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GENESIS FINANCIAL PLANNING LTD
FRN 587231
- [FCA CF] Manager of certification employee (since 24 Feb 2026)
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Advanta Wealth Ltd
FRN 605977
- [FCA CF] Manager of certification employee (since 24 Feb 2026)
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ADVANTA WEALTH (SOUTH WEST) LTD
FRN 677869
- [FCA CF] Manager of certification employee (since 24 Feb 2026)
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AFH Independent Financial Services Limited
FRN 216704
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
- [FCA CF] Manager of certification employee (since 1 Jul 2021)
- [FCA CF] Client dealing (since 1 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.