GENESIS FINANCIAL PLANNING LTD

• Principal Place of Business

  Genesis Financial Planning Ltd

  Fulham Park House 1a

  Chesilton Road

  London

  Hammersmith And Fulham

  SW6 5AA

  UNITED KINGDOM

  Phone

  +4402073849382

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340200

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Spencer Horn

  IRN ASH00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 7 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 7 Jan 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jan 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jan 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jan 2025)
  • CF1 Director (2 Jan 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
  • CF10 Compliance Oversight (2 Jan 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jan 2013 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Adrian James Garside

  IRN AJG01326

  • [FCA CF] Manager of certification employee (19 May 2025 to 30 Jan 2026)
• Christopher John Sullivan

  IRN CJS01404

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Aug 2023)
  • [FCA CF] Client dealing (since 7 Aug 2023)
• Gregory Seath

  IRN GXS01317

  • Responsible for Insurance Distribution (since 13 Feb 2025)
  • SMF3 Executive Director (since 13 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2025)
  • SMF16 Compliance Oversight (since 13 Feb 2025)
  • [FCA CF] Manager of certification employee (13 Feb 2025 to 29 May 2025)
• Kevin James D'Arcy

  IRN KXD00092

  • SMF3 Executive Director (since 12 Feb 2025)
• Mark Robert Pearson

  IRN MRP00008

  • SMF3 Executive Director (since 8 Apr 2025)
• Michael Jonathan Barker

  IRN MJB00054

  • [FCA CF] Manager of certification employee (since 18 Feb 2026)
• Minakshee Chauhan

  IRN MCC01113

  • [FCA CF] Manager of certification employee (since 6 Mar 2025)
• Timothy Nicholas Skelton

  IRN TNS01014

  • [FCA CF] Manager of certification employee (since 24 Feb 2026)

No changes recorded yet.