Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 4 Dec 2025)
    • SMF3 Executive Director (since 8 Apr 2025)
    • SMF3 Executive Director (since 15 Jan 2025)
    • SMF3 Executive Director (since 15 Jan 2025)
    • SMF3 Executive Director (since 30 Dec 2024)
    • SMF3 Executive Director (since 8 Apr 2024)
    • SMF3 Executive Director (since 27 May 2022)
    • Responsible for Insurance Distribution (17 Nov 2023 to 10 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Nov 2023 to 10 Jan 2025)
    • SMF16 Compliance Oversight (17 Nov 2023 to 10 Jan 2025)
    • Responsibility for MCD Intermediation (17 Nov 2023 to 10 Jan 2025)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2021)
    • CF29 Significant management (17 Oct 2008 to 13 Jun 2012)
    • CF30 Customer (1 Nov 2007 to 17 Aug 2010)
    • CF1 Director (24 Sep 2007 to 17 Oct 2008)
    • CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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