Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ADVANTA WEALTH (SOUTH WEST) LTD
FRN 677869
- SMF3 Executive Director (since 4 Dec 2025)
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GENESIS FINANCIAL PLANNING LTD
FRN 587231
- SMF3 Executive Director (since 8 Apr 2025)
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CITY FINANCIAL PLANNING LIMITED
FRN 440633
- SMF3 Executive Director (since 15 Jan 2025)
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City Financial Planning (Exeter) Limited
FRN 460195
- SMF3 Executive Director (since 15 Jan 2025)
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Advanta Risk Ltd
FRN 308750
- SMF3 Executive Director (since 30 Dec 2024)
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Advanta Direct Ltd
FRN 430987
- SMF3 Executive Director (since 8 Apr 2024)
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Advanta Wealth Ltd
FRN 605977
- SMF3 Executive Director (since 27 May 2022)
- Responsible for Insurance Distribution (17 Nov 2023 to 10 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (17 Nov 2023 to 10 Jan 2025)
- SMF16 Compliance Oversight (17 Nov 2023 to 10 Jan 2025)
- Responsibility for MCD Intermediation (17 Nov 2023 to 10 Jan 2025)
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- SMF3 Executive Director (9 Dec 2019 to 21 Jul 2021)
- CF29 Significant management (17 Oct 2008 to 13 Jun 2012)
- CF30 Customer (1 Nov 2007 to 17 Aug 2010)
- CF1 Director (24 Sep 2007 to 17 Oct 2008)
- CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.