Gregory Seath

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITY FINANCIAL PLANNING LIMITED

    FRN 440633

    • Responsibility for MCD Intermediation (since 6 Jan 2026)
    • Responsible for Insurance Distribution (since 6 Jan 2026)
    • SMF16 Compliance Oversight (since 6 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2026)
  • City Financial Planning (Exeter) Limited

    FRN 460195

    • SMF16 Compliance Oversight (since 6 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2026)
    • Responsibility for MCD Intermediation (since 6 Jan 2026)
    • Responsible for Insurance Distribution (since 6 Jan 2026)
  • ADVANTA WEALTH (SOUTH WEST) LTD

    FRN 677869

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Dec 2025)
    • SMF3 Executive Director (since 4 Dec 2025)
    • Responsible for Insurance Distribution (since 4 Dec 2025)
    • Responsibility for MCD Intermediation (since 4 Dec 2025)
    • SMF16 Compliance Oversight (since 4 Dec 2025)
  • Advanta Invest Ltd

    FRN 953313

    • SMF3 Executive Director (since 1 Aug 2025)
  • Advanta Wealth Ltd

    FRN 605977

    • SMF3 Executive Director (since 17 Apr 2025)
    • Responsibility for MCD Intermediation (since 13 Feb 2025)
    • Responsible for Insurance Distribution (since 13 Feb 2025)
    • SMF16 Compliance Oversight (since 13 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2025)
    • [FCA CF] Manager of certification employee (3 Dec 2024 to 29 May 2025)
  • Advanta Risk Ltd

    FRN 308750

    • SMF3 Executive Director (since 13 Feb 2025)
  • GENESIS FINANCIAL PLANNING LTD

    FRN 587231

    • Responsible for Insurance Distribution (since 13 Feb 2025)
    • SMF16 Compliance Oversight (since 13 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2025)
    • SMF3 Executive Director (since 13 Feb 2025)
    • [FCA CF] Manager of certification employee (13 Feb 2025 to 29 May 2025)
  • Advanta Direct Ltd

    FRN 430987

    • Responsible for Insurance Distribution (since 21 May 2024)
    • SMF3 Executive Director (since 21 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Dec 2023)
    • SMF16 Compliance Oversight (since 21 Dec 2023)
    • [FCA CF] Manager of certification employee (23 Dec 2023 to 29 May 2025)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Functions requiring qualifications (1 May 2020 to 7 Mar 2022)
    • [FCA CF] Client dealing (1 May 2020 to 7 Mar 2022)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (15 Feb 2019 to 8 Dec 2019)
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Recent activity

Updates to this individual's record on the FCA register.

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