Sandra Penelope Bishop

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • City Financial Planning (Exeter) Limited

    FRN 460195

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 May 2022)
    • [FCA CF] Functions requiring qualifications (since 19 May 2022)
    • [FCA CF] Manager of certification employee (19 May 2022 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
    • CF1 Director (20 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 24 Dec 2009)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • CITY FINANCIAL PLANNING LIMITED

    FRN 440633

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
    • CF1 Director (20 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • Bath & City Financial Ltd (no longer approved here)

    FRN 473851

    • Employed By (10 Jan 2008 to 8 Dec 2019)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (22 Jul 2004 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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