Robert Stainsby

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blackfinch Investments Limited

    FRN 153860

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Nov 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (14 Nov 2018 to 8 Dec 2019)
  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • Responsibility for MCD Intermediation (21 Mar 2016 to 8 Jul 2016)
    • CF1 Director (2 Nov 2012 to 8 Jul 2016)
    • Responsible for Insurance Mediation (2 Nov 2012 to 8 Jul 2016)
    • CF11 Money Laundering Reporting (30 Aug 2011 to 8 Jul 2016)
    • CF10 Compliance Oversight (30 Aug 2011 to 8 Jul 2016)
  • City Financial Planning (Exeter) Limited (no longer approved here)

    FRN 460195

    • Responsibility for MCD Intermediation (21 Mar 2016 to 8 Jul 2016)
    • Responsible for Insurance Mediation (2 Nov 2012 to 8 Jul 2016)
    • CF1 Director (2 Nov 2012 to 8 Jul 2016)
    • CF10 Compliance Oversight (30 Aug 2011 to 8 Jul 2016)
    • CF11 Money Laundering Reporting (30 Aug 2011 to 8 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.