Mark Richard Gould

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgans Ltd

    FRN 159488

    • SMF3 Executive Director (since 3 Jul 2023)
    • Responsible for Insurance Distribution (since 3 Jul 2023)
    • SMF1 Chief Executive (since 3 Jul 2023)
    • SMF16 Compliance Oversight (since 3 Jul 2023)
    • Responsibility for MCD Intermediation (since 3 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2021)
    • CF11 Money Laundering Reporting (8 Oct 2014 to 17 Jun 2015)
    • CF29 Significant management (8 Oct 2014 to 8 Dec 2019)
  • LAMPIERS FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 606848

    • SMF16 Compliance Oversight (30 Jan 2022 to 21 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2022 to 21 Jul 2023)
  • City Financial Planning (Exeter) Limited (no longer approved here)

    FRN 460195

    • CF10 Compliance Oversight (1 Mar 2007 to 30 Aug 2011)
    • CF11 Money Laundering Reporting (1 Mar 2007 to 30 Aug 2011)
  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • CF10 Compliance Oversight (3 Jan 2006 to 30 Aug 2011)
    • CF11 Money Laundering Reporting (3 Jan 2006 to 30 Aug 2011)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (6 Sep 2002 to 30 Dec 2005)
  • Tailormade Financial Planning Ltd (no longer approved here)

    FRN 195009

    • (18)Employed By (1 Dec 2001 to 20 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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