Morgans Ltd

• Principal Place of Business

  41 Gay Street

  Bath

  Avon

  BA1 2NT

  UNITED KINGDOM

  Phone

  +4401225429471

  Web

  https://www.mfgl.com

• Complaints Contact

  41 Gay Street

  Bath

  Avon

  BA1 2NT

  UNITED KINGDOM

  Phone

  +4401225429471

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages and second charge mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Brian King

  IRN ABK00001

  • CF30 Customer (1 Nov 2007 to 13 Oct 2014)
  • CF21 Investment Adviser (4 Jun 2003 to 31 Oct 2007)
• Andrew John Mortimer

  IRN AJM01426

  • CF1 Director (AR) (1 Jul 2002 to 14 Dec 2007)
• Anna Mylam

  IRN AMM00008

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (AR) (1 Feb 2004 to 1 Apr 2011)
  • CF24 Pension Transfer Specialist (18 Nov 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Ben Hirst

  IRN BXH01646

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Jun 2018 to 8 Dec 2019)
• Christopher Bradley

  IRN CXB01256

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2024)
  • CF30 Customer (17 Oct 2018 to 8 Dec 2019)
• Christopher John Gray

  IRN CJG00001

  • CF1 Director (5 Nov 2002 to 31 Oct 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
• Christopher Noel Durant

  IRN CND01010

  • CF30 Customer (1 Nov 2011 to 14 Jul 2016)
• David Charles Albert Holman

  IRN DCH00009

  • CF21 Investment Adviser (1 Dec 2001 to 25 Sep 2006)
  • CF1 Director (1 Dec 2001 to 27 Sep 2006)
• David Clarel Ithier

  IRN DCI01005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
  • CF30 Customer (29 Jul 2010 to 8 Dec 2019)
• David John Evans

  IRN DJE00035

  • CF30 Customer (1 Nov 2007 to 7 Jan 2009)
  • CF21 Investment Adviser (21 May 2007 to 31 Oct 2007)

• Queen Square Financial Services (no longer appointed)

  FRN 212872 · Appointed 10 Jun 2002 · Until 14 Dec 2007

• Regent Investment Advisors Limited (no longer appointed)

  FRN 200404 · Appointed 30 Nov 1999 · Until 1 Apr 2011

No changes recorded yet.