Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (15 Apr 2024 to 12 Sep 2024)
    • [FCA CF] Functions requiring qualifications (15 Apr 2024 to 12 Sep 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Jun 2014 to 20 Jun 2014)
  • Chris Durant (no longer approved here)

    FRN 625202

    • Employed By (9 Jun 2014 to 20 Jun 2014)
  • Morgans Ltd (no longer approved here)

    FRN 159488

    • CF30 Customer (1 Nov 2011 to 14 Jul 2016)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF22 Investment Adviser (Trainee) (21 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.