Christopher Bradley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GILBERT STEPHENS FINANCIAL SERVICES LIMITED

    FRN 579899

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
    • [FCA CF] Client dealing (since 2 Jan 2025)
  • Morgans Ltd (no longer approved here)

    FRN 159488

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2024)
    • CF30 Customer (17 Oct 2018 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Sep 2017 to 24 Jan 2019)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (1 Sep 2017 to 7 Jun 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (10 Jan 2017 to 11 Aug 2017)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF30 Customer (13 Nov 2015 to 8 Jan 2017)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (5 Jan 2015 to 8 Jul 2015)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (17 Jan 2014 to 17 Sep 2014)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (13 Oct 2009 to 30 Mar 2012)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 19 Jan 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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