David John Evans

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Aug 2020)
    • [FCA CF] Client dealing (since 3 Aug 2020)
    • [FCA CF] Manager of certification employee (11 Sep 2020 to 5 Feb 2024)
  • West Wales Financial Services Ltd (no longer approved here)

    FRN 225021

    • Employed By (8 Jan 2010 to 31 Dec 2011)
  • Morgans Ltd (no longer approved here)

    FRN 159488

    • CF30 Customer (1 Nov 2007 to 7 Jan 2009)
    • CF21 Investment Adviser (21 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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