Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgans Ltd (no longer approved here)

    FRN 159488

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (AR) (1 Feb 2004 to 1 Apr 2011)
    • CF24 Pension Transfer Specialist (18 Nov 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Regent Investment Advisors Limited (no longer approved here)

    FRN 200404

    • (6)Employed By (30 Nov 1999 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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