Lindsey Jacqueline Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 4 Dec 2020)
    • CF1 Director (10 Jun 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (10 Jun 2019 to 4 Dec 2020)
    • Responsible for Insurance Distribution (10 Jun 2019 to 4 Dec 2020)
    • CF10 Compliance Oversight (25 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Mar 2019 to 8 Dec 2019)
  • City Financial Planning (Exeter) Limited (no longer approved here)

    FRN 460195

    • SMF3 Executive Director (9 Dec 2019 to 4 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Dec 2020)
    • Responsibility for MCD Intermediation (10 Jun 2019 to 4 Dec 2020)
    • Responsible for Insurance Distribution (10 Jun 2019 to 4 Dec 2020)
    • CF1 Director (10 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Mar 2019 to 8 Dec 2019)
  • R C Brown Investment Management Plc (no longer approved here)

    FRN 146002

    • CF10a CASS Oversight function (1 Oct 2011 to 24 May 2013)
    • CF28 Systems and controls (7 Dec 2007 to 8 May 2013)
    • CF1 Director (1 May 2006 to 30 Apr 2013)
    • CF10 Compliance Oversight (15 Oct 2004 to 24 May 2013)
    • CF11 Money Laundering Reporting (15 Oct 2004 to 24 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

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