Louisa Emily Williams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liberate Wealth Solutions Limited

    FRN 722573

    • SMF16 Compliance Oversight (since 17 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2026)
  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • SMF3 Executive Director (22 Jul 2021 to 15 Oct 2024)
    • Responsibility for MCD Intermediation (22 Jul 2021 to 19 Dec 2025)
    • Responsible for Insurance Distribution (22 Jul 2021 to 19 Dec 2025)
    • SMF16 Compliance Oversight (22 Jul 2021 to 19 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jul 2021 to 19 Dec 2025)
  • City Financial Planning (Exeter) Limited (no longer approved here)

    FRN 460195

    • Responsibility for MCD Intermediation (22 Jul 2021 to 19 Dec 2025)
    • Responsible for Insurance Distribution (22 Jul 2021 to 19 Dec 2025)
    • SMF16 Compliance Oversight (22 Jul 2021 to 19 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jul 2021 to 19 Dec 2025)
    • SMF3 Executive Director (22 Jul 2021 to 15 Oct 2024)
  • Medical & Professional Investment LLP (no longer approved here)

    FRN 485852

    • CF10 Compliance Oversight (8 Jun 2016 to 11 May 2018)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (7 Jun 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 May 2006 to 7 Jun 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (7 Jun 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 May 2006 to 7 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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