Iain Alexander Valentine

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITY FINANCIAL PLANNING LIMITED

    FRN 440633

    • SMF3 Executive Director (since 18 Sep 2025)
    • [FCA CF] Functions requiring qualifications (21 Oct 2024 to 19 Jan 2026)
    • [FCA CF] Client dealing (21 Oct 2024 to 19 Jan 2026)
  • City Financial Planning (Exeter) Limited

    FRN 460195

    • SMF3 Executive Director (since 18 Sep 2025)
    • [FCA CF] Functions requiring qualifications (21 Oct 2024 to 19 Jan 2026)
    • [FCA CF] Client dealing (21 Oct 2024 to 19 Jan 2026)
  • Advanta Wealth Ltd

    FRN 605977

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Jun 2016 to 8 Dec 2019)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF1 Director (6 Apr 2007 to 1 Aug 2009)
    • CF10 Compliance Oversight (6 Apr 2007 to 1 Aug 2009)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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