Alan John Griffin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • CF8 Apportionment and Oversight (19 Sep 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (19 Sep 2008 to 21 Sep 2012)
    • CF30 Customer (1 Nov 2007 to 24 Dec 2009)
    • CF1 Director (3 Jan 2006 to 21 Sep 2012)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • City Financial Planning (Exeter) Limited (no longer approved here)

    FRN 460195

    • Responsible for Insurance Mediation (19 Sep 2008 to 21 Sep 2012)
    • CF8 Apportionment and Oversight (19 Sep 2008 to 31 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
    • CF1 Director (1 Mar 2007 to 21 Sep 2012)
  • Queensgate Independant Financial Advisors (no longer approved here)

    FRN 176975

    • (4)Employed By (10 Mar 2004 to 30 Dec 2005)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (12 Dec 2003 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.