Gary Leslie John Pimm

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITY FINANCIAL PLANNING LIMITED

    FRN 440633

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
    • CF1 Director (AR) (1 Dec 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
    • CF1 Director (3 Jan 2006 to 8 Dec 2019)
  • City Financial Planning (Exeter) Limited (no longer approved here)

    FRN 460195

    • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF1 Director (1 Mar 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • Bath & City Financial Ltd (no longer approved here)

    FRN 473851

    • Employed By (17 Oct 2007 to 8 Dec 2019)
  • Queensgate Independant Financial Advisors (no longer approved here)

    FRN 176975

    • (15)Employed By (22 Jun 2005 to 30 Dec 2005)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (9 Dec 1999 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.