Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brighton Williams & Partners
FRN 149307
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 31 Mar 2025)
- [FCA CF] Client dealing (since 31 Mar 2025)
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- [FCA CF] Functions requiring qualifications (10 May 2021 to 28 Mar 2025)
- [FCA CF] Client dealing (10 May 2021 to 28 Mar 2025)
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- CF30 Customer (1 Nov 2007 to 10 Mar 2016)
- CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 May 2004 to 2 Jun 2005)
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- CF21 Investment Adviser (2 Jun 2005 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (12 May 2004 to 2 Jun 2005)
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- (5)Employed By (27 Sep 2001 to 11 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.