Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • Bath & City Financial Ltd (no longer approved here)

    FRN 473851

    • Employed By (31 Jan 2011 to 28 Dec 2012)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (6 Apr 2004 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.