Alan Leonard Willey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CITY FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 440633
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2025)
- CF30 Customer (10 Jun 2015 to 8 Dec 2019)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF30 Customer (13 Sep 2012 to 20 Apr 2015)
Nexus IFA Limited (no longer approved here)
FRN 550749
- (6)Employed By (13 Sep 2012 to 20 Apr 2015)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Nov 2007 to 8 Oct 2012)
- CF21 Investment Adviser (20 Nov 2003 to 31 Oct 2007)
Falcon Financial Advice Limited (no longer approved here)
FRN 401814
- (60)Employed By (3 Dec 2004 to 8 Dec 2019)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (451)Employed By (20 Nov 2003 to 8 Oct 2012)
Kastle Gate Financial Management Ltd (no longer approved here)
FRN 408282
- (10)Employed By (18 Oct 2001 to 5 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.