Anthony David Oaten

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2026)
    • [FCA CF] Client dealing (since 2 Apr 2026)
  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2025)
    • CF30 Customer (4 May 2017 to 8 Dec 2019)
  • CULVER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 114852

    • CF30 Customer (1 Nov 2011 to 14 Nov 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (24 Jun 2010 to 29 Oct 2011)
    • CF21 Investment Adviser (2 Feb 2004 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.