CULVER FINANCIAL MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
01157569
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 Hanover Square
    Mayfair
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +4402045703812
    Web
    https://www.culverfinancial.co.uk

  • Complaints Contact

    13 Hanover Square
    Mayfair
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +4402045703812

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian John Biles

    IRN AXB01700

    • CF11 Money Laundering Reporting (3 Jun 2011 to 23 May 2013)
    • Responsible for Insurance Mediation (11 Nov 2005 to 23 May 2013)
    • CF10 Compliance Oversight (11 Nov 2005 to 1 Mar 2010)
    • CF8 Apportionment and Oversight (11 Nov 2005 to 31 Mar 2009)
    • CF1 Director (21 Sep 2002 to 23 May 2013)
  • Adrian Sean Merry

    IRN ASM00004

    • CF30 Customer (2 Nov 2009 to 20 Jun 2012)
  • Alex Jeffreys Reeves

    IRN AJR00045

    • CF30 Customer (26 Nov 2010 to 26 Sep 2011)
  • Amanda Beacon

    IRN AJB01568

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jun 2024)
    • CF30 Customer (5 Sep 2011 to 9 Jan 2025)
  • Andrew David Stowell

    IRN ADS00064

    • CF30 Customer (2 Nov 2009 to 13 Jul 2011)
  • Andrew David Vears

    IRN ADV00008

    • CF30 Customer (7 Nov 2011 to 20 Jun 2012)
  • Anthony David Oaten

    IRN ADO00002

    • CF30 Customer (1 Nov 2011 to 14 Nov 2011)
  • Anthony Mark Parfitt

    IRN AMP00023

    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Jan 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Apr 2002 to 29 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2005)
    • CF1 Director (1 Dec 2001 to 17 Jan 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 17 Jan 2005)
  • Brian John Clarke

    IRN BJC00012

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF1 Director (6 Oct 2006 to 31 May 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Brian Samuel Carty

    IRN BSC00007

    • CF30 Customer (27 Jun 2011 to 8 Feb 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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